Welcome to the awarding-winning Compliance Podcast Network show, Compliance and Coronavirus. In this episode, I am joined by Dan Goodwin, founder of CYA Consulting, perhaps the best name for a consulting firm ever. Dan is a former in-house fraud investigator who now teaches how to “think like an investigator”. We discuss his ideas applicability to compliance and during the era of Covid-19.  

1. Professional background of Dan Goodwin
2. Why do you advocate to ‘think like an investigator’?
3. This advice is not simply for investigations but as a way to think through issues.
4. You have said that Covid-19 has sped up changes by 3-5 years. Why?
5. What are some of the top questions you are getting from your clients at this point in the Coronavirus era?
6. Where do you see us in 12 to 18 months out?

Resources

Dan Goodwin on LinkedIn

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Welcome to the one of the newest additions to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by Kevin Foster, founder of Business Ethics Advisors. Foster discusses how he lost his ethical way and eventually went to prison over some real estate transactions. In prison he vowed to help educate the white-collar professional on how to avoid stepping over the ethical line by teaching values based ethics and how to know when to walk away.  

• What led to your ethical crisis and eventually prison?
• What led you to found BEA?
• What is the Ethics Toolkit of BEA?
• Why is ethical leadership even more important in the Covid-19 world?
• Why do you say that for a white-collar professional, what you don’t know can hurt you?

Resources

Business Ethics Advisors

Kevin Foster on LinkedIn

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Welcome to the one of the newest additions to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by James Green, Director of Risk Advisory Services at SAI Global. James returns to discuss risk management nine months into the Coronavirus health crisis, new risks that have emerged and how companies need to think about business continuity going into 2021 and beyond. 

Resources

SAI Global Risk Management Services

James Green on LinkedIn

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Welcome to the one of the newest additions to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by Tori Reichman, the Vice President-Commercial at Vault Platforms. We discuss the importance of a creating trust around a speak up culture during COVID and the rise of cyber-bullying and what companies can do to stop this activity.

Resources

VaultPlatform.com

Vault Platform on LinkedIn | Twitter

Tori Reichman on LinkedIn

[email protected] 

Create a healthy cyberculture: Stop bullying at work

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by Deann Conroy, the Compliance Solutions Manager for Affiliated Monitors. She is an attorney with 12 years of experience in healthcare law who has worked as an attorney in government compliance in charge of regulating both healthcare professionals as well as healthcare systems and companies. We discuss the importance of communication within a healthcare office or healthcare company or system during COVID.

Resources

For more information on Deann Conroy, click here. For more information on Affiliated Monitors, click here. 

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by Mike Lindsey, a partner in the Los Angeles law firm of Steinbrecher and Span. Lindsey specializes in cyber risk issues and he join me to discuss those issues during the second half of this first year of Covid-19.

Some of the highlights include:

• What is the nature of Lindsey’s practice?
• Has the Coronavirus crisis increased cyber risks?
• What are some of the top pieces of advice you are giving clients at this point in the crisis?
• Has it changed since March?
• Where do you see us, 12 to 18 months out in terms of cyber risks?
• Are Board of Directors moving quickly enough to oversee cyber risks?

Resources

LinkedIn page for Mike Lindsey

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by Dan Zitting, Chief Product & Strategy Officer at Galvanize. Dan joins me to discuss issues and challenges around stakeholder engagement brought on by Covid-19. 

Some of the highlights include:

·      Role at Galvanize?

·      What does the Galvanize solution bring?

·      What is the HighBond platform and what role does it play?

·      How can these solutions assist a compliance professional?

·      You have said, your “purpose is to “challenge the planet’s organizations to maximize ‘total stakeholder impact’ by operating with a conscience”. What does this mean?

·      How did Galvanize assist , UnitingCare, an Australian largest non-profit health, aged care, disability, and community service providers

 Resources

Check out the Galvanize COVID-19 Toolkit

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by Ray Dookhie, Managing Director at K2 Intelligence FIN. Ray returns to discuss the recent FinCEN alert on unemployment fraud and the evolving fraud risks brought on by Covid-19. 

Some of the highlights include: 

• We are now some 8 months into the pandemic and the challenges financial institutions face have morphed. What are some examples?
• Recently Treasury Department’s Financial Crimes Enforcement Network issued an advisory on unemployment fraud. What is the significance of this release?
• What is this type of fraud?
• Why is Unemployment insurance a prime target for fraudsters?
• What are some of the red flags?
• Why are Financial institutions effectively at the front lines against the fight against fraud?
• If a financial institution detects suspicious payments or other evidence, what should they do?

Resources

For more on current fraud risk, see Fraud’s Perfect Storm: Mitigating Risk in a Global Pandemic by JoAnne Taylor 

For more on fraud issues around PPP, see PPP Lending—A Unique Compliance Challenge for Banks

 For information and resources on Covid-19, see the K2 Intelligence FIN COVID-19: Resources and Insights

Read the full FinCEN Alert

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I am joined by James Anliot, Director of Healthcare Compliance Services at Affiliated Monitors, Inc. He is responsible for evaluating practice operations and developing internal compliance programs for both individual and organizational healthcare clients. We visit about issues around telehealth in the era of Covid-19.

Some of the highlights include:

• How are Telehealth services are delivered?
• How has the evaluation of physician services been changed by Telehealth?
• What is the “physical examination and evaluation” and why is it so important in evaluating the quality of the care provided to the patient?
• What is the role of insurers?
• What has been the response of regulators?

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. As the Voice of Compliance, I wanted to start a podcast which will help to bring both clarity and sanity to the compliance practitioner and compliance profession during this worldwide health and healthcare crisis. In this episode, I am joined by John Castner, President and CEO of IsoMetrix Americas who has over a decade’s experience in EH&S, having been responsible for setting up and growing the USA office of CMO, a leading product in this space. We visit about issues around sustainability in the era of Covid-19 and moving forward into 2021 and beyond.

IsoMetrix is a leading supplier of integrated software for governance, risk, and compliance. You can check out their website, here.

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Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. As the Voice of Compliance, I wanted to start a podcast which will help to bring both clarity and sanity to the compliance practitioner and compliance profession during this worldwide health and healthcare crisis. In this episode, I am joined by Melissa Koch, co-founder and CEO of InFront Compliance.  We visit about the issues she is seeing for FinTech in new normal of Covid-19 and going forward. We also consider the state of New York enforcement action involving First American Title and its implications going forward. 

InFront is a next-gen online assessment and reporting platform focused on reducing risk and simplifying compliance for highly regulated entities, such as our nation's supply chain and financial institutions. Founded by seasoned technology lawyers with a deep understanding of the fast-evolving regulatory landscape, InFront offers a secure digital solution built on extensive expertise and an intuitive interface that is accessible across all stakeholders. You can check out their website, here. 

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