Innovation comes in many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Justin Roopnarine, Partner at Limitless Capital.

Roopnarine is an engineer whose career has spanned the Air Force, financial engineering, software engineering, and both public- and private-sector problem solving. He brings a practical perspective to evolving compliance and risk management, arguing that organizations need systems that can adapt to changing conditions rather than rely on static checklists or rigid SOPs. Roopnarine believes algorithmic auditing can make compliance more repeatable and effective by using rules, metrics, and programmatic checks to document decisions, monitor thresholds, and quickly identify where breakdowns occur. At the same time, he emphasizes that AI and technology should strengthen human judgment and that financial literacy helps people comply more fully when they understand the reasons behind the rules and the broader goals they support.

Key highlights:

• Living Compliance Framework for Changing Conditions
• Algorithmic Compliance Checks with Portfolio Exposure Limits
• FAR North Star of government contracting compliance
• Consolidated Database Feedback Loop from Lower Ranks
• Understanding the “why” behind financial rules

Resources:

Managing Partner: Limitless Capital LP

Podcast: Approaching Infinity

Website: https://limitlesslp.com/

LinkedIn

https://www.linkedin.com/in/justin-roopnarine/

YouTube

https://www.youtube.com/@approachinginfinityshow

Spotify

https://open.spotify.com/show/32jOxQ8WhZElwk4c3RjkmD

Instagram

https://www.instagram.com/jrlive7/

TikTok

https://www.tiktok.com/@approaching_infinity_pod

Facebook

https://www.facebook.com/profile.php?id=61576572194605

Innovation in Compliance was recently honored as the Number 4 podcast in Risk Management by 1,000,000 Podcasts

Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Matt Friedman, who provides a 2026 update to the fight against the international scourge of human trafficking and modern slavery and discusses his latest book, Awakening the Advocate.

Friedman is a leading voice in the fight against human trafficking and modern slavery, known for founding and leading the Mekong Club and for more than 35 years of advocacy, policy work, and corporate engagement. He views modern slavery as a vast, still underaddressed crisis, where tens of millions remain trapped while the number of survivors helped and criminals convicted remains far too small to match the scale of the problem. Friedman believes the biggest barrier is not compassion but awareness and that educating employees inside companies can “wake up” lawyers, bankers, marketers, and other professionals who already have the instincts to help. From his perspective, ESG and compliance efforts can protect the business while also driving meaningful anti-slavery action, making corporate compliance a practical engine for both risk reduction and social change.

Key highlights:

• Compliance Evangelists Fighting Modern Slavery Together
• Leadership Briefings and Procurement Risk Assessments
• Board-Level Awareness Protects Reputation and Brand Value
• AI sifting data to uncover scam-center patterns
• Modern Slavery Risks Make ESG’s Future Uncertain

Resources:

Matt Friedman on LinkedIn

The Mekong Club

Awakening the Advocate on Amazon.com

Innovation in Compliance was recently honored as the Number 4 podcast in Risk Management by 1,000,000 Podcasts.

Welcome to the award-winning Innovation in Compliance. In this episode, Tom welcomes back Gerry Zack, and they discuss the growing use of AI in compliance and the launch of Eastward AI.

Gerry Zack brings a practical, cautionary perspective to AI-powered compliance and risk management, shaped by 18 months of advising organizations on how AI is being used in real compliance programs. He sees AI already embedded in functions like hotline support, policy-to-risk mapping, website scanning, behavioral analytics, transaction monitoring, and even parts of investigations, while warning against overreliance on it in sensitive investigative work. As one of the architects of Eastward AI, he helped evolve the platform from a CSRD and double-materiality tool into a flexible compliance and enterprise risk management solution that supports frameworks such as COSO ERM, DOJ guidelines, ISO 37301, and ISO 31000. Overall, Zack believes the real opportunity lies in reducing organizational paralysis, using AI responsibly, and connecting compliance more closely with HR, IT, and other risk functions to strengthen leadership and decision-making.

Resources:

Gerry Zack on LinkedIn

RiskTrek

Eastward AI

Tom Fox

Instagram

Facebook

YouTube

Twitter

LinkedIn

Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits Kunal Vankadara, CEO & Co-founder of Haast, to discuss how AI can help regulated organizations scale compliance as content volume explodes and regulatory scrutiny increases.

Vankadara believes AI-powered compliance automation is especially valuable in content review because many decisions are subjective and context-driven, such as judging whether a disclaimer is sufficiently prominent. In his view, LLMs can be trained on a company’s risk tolerance to apply those standards consistently at scale, reducing false positives and sending only gray-area issues to human experts. As AI-driven content creation and regulatory scrutiny continue to grow, he sees this approach as a way to make compliance faster, more reliable, and less of a bottleneck.

Key highlights:

• AI-driven content surge overburdens compliance teams
• Training Agents to Match Company Risk Tolerance
• Teaching AI Risk Tolerance Beyond False Positives
• Compliance agents as digital twins for content
• Sanctions and Regulatory Changes into Actionable Intelligence

Resources:

Connect with Kunal Vankadara on LinkedIn

Haast

Innovation in Compliance was recently honored as the Number 4 podcast in Risk Management by 1,000,000 Podcasts.

Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode,  host Tom Fox visits with Kunal Chopra, CEO of Certivo, an AI-native regulatory intelligence and compliance management platform for supply chains. 

Chopra recounts his tech and supply-chain background (Amazon, Microsoft, Groupon, prior CEO roles) and explains his insight that compliance is fundamentally about market access and revenue protection, not box-checking. He describes how global regulations are increasing in scope, enforcement, fines, and deadlines, creating repeated, deadline-driven scrambles and visibility gaps for executives. Certivo aims to flip compliance from reactive to proactive by identifying applicable regulations by market and product, ingesting product data from systems like ERP/PLM, and using AI to coordinate supplier documentation, read unstructured files, extract data, and map evidence to rules while leaving deterministic compliance decisions to rules-based logic to avoid hallucinations. The platform supports scenario analysis for supply disruptions, continuous monitoring as rules change, and predictive preparation for emerging regulations, helping compliance leaders align with sales, marketing, and operations as revenue enablers.

 Key Highlights 

·      Compliance as Market Access

·      Visibility Gaps and Scrambles

·      Who Owns the Risk

·      How Certivo Works

·      Preventing AI Hallucinations

·      Scenario Planning Supply Chain

·      Continuous Monitoring and Prediction

Resources 

Connect with Kunal Chopra on LinkedIn

Certivo

Innovation in Compliance was recently honored as the Number 4 podcast in Risk Management by 1,000,000 Podcasts

Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom visits Dan Duffy, the Cyber Practice lead at Consulting Solutions and a longtime cybersecurity and executive-search professional.

They chat about the paradox of rising security spend alongside increasing burnout and turnover. Duffy argues organizations cannot hire their way out of broken structures: undefined workflows, lack of playbooks, shadow IT, fragmented accountability, and excessive alert volumes cause teams to drown, making burnout a business risk rather than an HR metric. He emphasizes auditing workforce design, mapping workflow needs, and ensuring executive and board-level support, including proper CISO reporting lines and authority. They discuss the emerging demand for an AI compliance officer, the need for AI governance ownership and accountability, and misaligned incentives in which security is treated as a late-stage tax rather than a design principle. Duffy advocates maturity-focused programs, incident-informed leadership, and stronger entry-level pipelines.

Key highlights:

• The Cyber Talent Crisis
• Burnout as Business Risk
• AI Governance Accountability
• Building for Long-Term Success
• Future Workforce Pipeline
• Advice for New Entrants
• Rethinking Workforce Strategy

Resources:

Connect with Dan Duffy on LinkedIn

Consulting Solutions

Innovation in Compliance was recently honored as the Number 4 podcast in Risk Management by 1,000,000 Podcasts.

Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom visits with Mouhcine Jalili, VP of Growth – iGaming at Software Mind, on reframing iGaming compliance as a design, delivery, and platform challenge rather than an end-stage legal checklist.

Mouhcine argues compliance failures often stem from siloed teams, fragmented legacy platforms, inconsistent vendor integrations (B2B2C), and release management across jurisdictions with differing rules (e.g., spin time, buy-bonus features). He emphasizes strong release governance, modular and configurable architectures, automated controls that cannot be bypassed, and real-time monitoring and alerts to prevent harm, including responsible gambling interventions based on early behavioral signals. Scaling successfully requires standardization and automation while allowing local configuration and avoiding post-acquisition data fragmentation. Over the next 3–5 years, he expects operational compliance to become more engineering- and data-driven, with tighter integration among compliance, product, and engineering teams.

Key highlights:

• Compliance As Design Platform
• Breaking Silos With Automation
• KYC Data And Onboarding Gaps
• Integrity And Preventive Controls
• Future Engineering Driven Compliance

Resources:

Connect with Mouhcine Jalili on LinkedIn

Software Mind on Linkedin

Software Mind Website

Innovation in Compliance was recently honored as the Number 4 podcast in Risk Management by 1,000,000 Podcasts.

Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode,  host Tom visits with Tim Morss, CEO at SpeakUp, about the evolution of speak-up systems from the employee perspective.

Morss describes his background in compliance technology and SpeakUp’s global footprint, emphasizing that employee expectations favor frictionless, mobile-first, intuitive reporting with transparency and feedback over 800-number hotlines and complex forms. He notes common program gaps: hard-to-find reporting channels, poor mobile experiences, overreliance on telephony (especially problematic for non-English speakers), insufficient guidance on what to report, and weak trust due to lack of follow-up and perceived inaction. They consider generational preferences, privacy-aware deployment, such as QR code placement, and AI use cases such as multilingual voice intake for illiterate supply-chain workers, while cautioning against unsafe AI practices and autonomous decision-making. Morss highlights investigative management as a major opportunity beyond basic case repositories and forecasts greater AI-driven integration with in-house systems amid geopolitical and regulatory divergence.

Key highlights:

• Employee Expectations Shift
• Common SpeakUp Mistakes
• Trust and Anti-Retaliation
• Gen Z Reporting Channels
• AI Voice for Workers
• One Practical CCO Tip

Resources:

Connect with Tim Morss on LinkedIn

SpeakUp

Innovation in Compliance was recently honored as the Number 4 podcast in Risk Management by 1,000,000 Podcasts

Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom visits with Nikunj Bajaj, Co-founder & CEO at TrueFoundry, about enterprise agentic AI infrastructure, governance, and hidden costs most organizations are not accounting for.

Nikunj describes TrueFoundry’s platform as a single control plane for enterprises to build, ship, and govern agentic AI applications, inspired by Meta’s internal ML stack, which he says is about a decade ahead of the rest of the industry. He argues enterprises over-focus on model and tool selection when problem definition and effective use are the real constraints. On governance, he identifies two failure modes: avoiding meaningful use cases entirely to sidestep governance risk, or trying to solve all governance problems up front and never reaching ROI. Successful teams implement application-specific controls iteratively, starting with a few high-value use cases rather than hundreds of low-value ones. He highlights that model inference accounts for only about 20% of total generative AI spend, with the majority of spend concentrated in infrastructure, engineering, and debugging, creating cost-allocation and budget-control challenges for compliance teams. For auditability, he argues that an agent without full decision traces is “a liability with an API key,” and walks through how end-to-end tracing enables audit readiness, faster debugging, and proactive attack detection. He closes by advocating centralized control via a unified AI gateway while enabling federated development and tailoring guardrails to whether your exposure surface is external or internal.

Key highlights:

• Stop Chasing Tools
• Governance vs Speed
• Hidden AI Costs
• Agent Auditability
• Board Level Priorities

Resources:

Connect with Nikunj Bajaj

• LinkedIn – Nikunj Bajaj

Learn More About TrueFoundry

• TrueFoundry Website
• TrueFoundry on LinkedIn

Innovation spans many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom visits with Noor Aziz, a Saudi Arabia–based governance, risk, and compliance professional with extensive ISO lead auditor credentials, internal audit and controls experience, and a growing focus on AI governance.

Noor argues that effective compliance must be practical and business-friendly—clear ownership, escalation, accountability, and evidence—so it still functions under operational pressure rather than becoming bypassed. She emphasizes leadership commitment, culture shaped by observed behavior, and integrated GRC to reduce silos that create duplication, inconsistent reporting, and “governance fatigue.” On AI, she frames governance as a board-level issue because adoption is outpacing accountability, creating future scrutiny around oversight, traceability, and defensibility; she notes, “capability without governance eventually creates instability.” She recommends change management, micro-learning, and ongoing communications, and concludes that governance is organizational infrastructure, not administrative overhead.

Key highlights:

• Integrating Controls, Audit, and Risk
• Breaking Down GRC Silos
• Why AI Governance Is Board Level
• Culture When Nobody’s Watching
• Training That Actually Works: Microlearning and Ongoing Comms
• Why Frameworks Fail in Execution
• Maturing Governance for Business Value

Resources:

Connect with Noor Aziz on LinkedIn

Innovation in Compliance was recently ranked Number 4 in Risk Management by 1,000,000 Podcasts.

Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom visits with George Tziahanas, VP of Compliance and Associate General Counsel at Archive360.

Tom interviews George Tziahanas on why organizations must move beyond data storage to providing data integrity, lineage, and accountability as a foundation for AI readiness. George defines “data defensibility” as the ability to defend how AI systems were trained and operate when AI decisions are not easily explainable, such as in rules-based automation, emphasizing upstream data provenance, monitoring, and audit trails. They discuss increasing regulator and stakeholder focus on authority and accountability, and how litigation can shape compliance, citing early e-discovery practices influenced by the Zubulake v. UBS Warburg decision and enforcement context involving former New York AG Elliot Spitzer. George uses the Mercor breach to show supply-chain and confidentiality risks in AI training data and notes that regulators and plaintiffs may rely on existing laws. He highlights risks from weak data governance, dark data, and legacy archives. He recommends asset/data inventories, migrating data off insecure legacy systems, risk-tiering AI use cases, extending ISO/NIST frameworks, and building observability to enable faster, responsible AI adoption.

Key highlights:

• What Data Defensibility Means
• Litigation Shapes Compliance
• Weak Data Governance Risks
• Managing Legacy Archive Data
• Governance Accelerates AI
• Dark Data Explained
• What Success Looks Like

Resources:

George Tziahanas on LinkedIn

Archive360

Articles by George Tziahanas

Beyond Retention: Why AI Governance in 2026 is a Defensibility Problem

Keeping Data in Check: The Importance of Data Defensibility